Job Description

Portfolio Compliance Analyst  

We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services.

This is a 5+ month contract opportunity, paying between $30-$40/hour (depending on experience).

This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week.

Responsibilities:

• Partner with portfolio services and investment teams and support daily activities and proceeding
• Ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements
• Review Investment Management Agreements, evaluate client guidelines, and maintain the guideline monitoring system (Sentinel)
• Collaborate with investors and provide pre-trade support
• Resolve post-trade incident exceptions generated from Sentinel
• Maintain active and open communication with Compliance, Global Relationships, Product Management, and Portfolio Management
• Develop and utilize solid understanding of investment strategies relative to client guidelines and regulatory requirements

Qualifications:

• Bachelor's degree in Finance, Accounting, or related field
• 1-3+ years of experience working in investment management firm or financial services firm
• Working knowledge of all investment types, including equity and fixed income products, and derivative instruments
• Experience monitoring investment guidelines, working in an investment compliance role, and understanding regulatory requirements for 40 Act and UCITs funds
• Excellent communication (written and verbal) and interpersonal skills
• Strong technical skills, including proficiency with Microsoft Office Suite (especially Excel)
• Experience utilizing a compliance monitoring system (preferably Sentinel)
• Strong attention to detail and demonstrated intellectual curiosity
• Great organization, time management, and prioritization skills
• Self-motivated and deadline-driven
  

For immediate consideration, interested and qualified candidates should send their resumes to Jenny at jfriedman@daleyaa.com. 

Job Tags

Contract work, Work at office, Immediate start, Remote work, 2 days per week,

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